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Complying with Bank Secrecy Act Regulations
Designed with Compliance Officers, Risk Managers, and Auditors in mind, the course contains eleven (11) lessons taking approximately 30 minutes each. Each lesson is accompanied by a 5 minute unscored quiz.
Lesson 1: Introduction to the Bank Secrecy Act
This lesson introduces the Bank Secrecy Act, the USA PATRIOT Act and OFAC and covers the requirements placed on the financial institution and the BSA Compliance Officer.
Lesson 2: Reporting Large Currency Transactions
Learn the ins and outs of determining when a currency transaction is reportable.
Lesson 3: Preparing a CTR: Completing Item 1
This lesson covers when you should check the boxes in Item 1: Amends Prior Report, Multiple Persons and Multiple Transactions.
Lesson 4: Preparing a CTR: When to Complete Sections A and B
Knowing when to complete Section A and when to use Section B can be confusing. This lesson guides the employee through the process using relevant examples.
Lesson 5: Preparing a CTR: Line Item Guidance for Completing Part I
This lesson covers the ins and outs of completing Part I.
Lesson 6: Preparing a CTR: Line Item Guidance for Completing Parts II and III
Learn how to avoid pitfalls when completing Parts II and III of a CTR.
Lesson 7: Recordkeeping Requirements
This lesson covers the recordkeeping requirements of the Bank Secrecy Act.
Lesson 8: Recognizing and Reporting Suspicious Activity
The BSA Officer must understand the requirements for reporting suspicious activity, analyze suspicious, and maintain effective documentation.
Lesson 9: Completing the SAR Form
This lesson provides detailed guidance for completing SARs.
Lesson 10: Customer Identification
Review Customer Identification Program requirements.
Lesson 11: OFAC Requirements
OFAC is now reviewed during BSA examinations. This lesson covers what they are looking for.
Each lesson is followed by an unscored quiz designed to reinforce the key points in the lesson. .
Click on each module for information about the lessons.
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